The SEC Roundtable on Artificial Intelligence was held on last March 27, 2025 where experts were asked to examine how AI can help regulators do their job and support the development of financial markets. Mark T. Uyeda, Acting Chairman, stated that he emphasized the need for public input to ensure that AI aids in the protection of investors and maintenance of the market.

Key-Takeaways:

• On March 27, 2025, the SEC Roundtable on AI considered how AI could assist regulators and support the development of financial markets. Public input was stressed by Acting Chairman Mark T. Uyeda.
• This event includes panels on the benefits of AI, fraud detection, cybersecurity, and future trends with speakers from Amazon Web Services and JP Morgan Chase.
• The series also features a session on crypto trading platform challenges scheduled for 11th April, 2025. Bringing together diverse perspectives to address regulatory challenges in practice.

Main Topics at the AI SEC Roundtable

The conference kicks off with four panels, each offering discussion of key AI topics in finance, followed by breakout sessions with accelerated discussions, and finally an evening panel recognizing a leading innovator in financial technology that has opened up several use cases for using this new tool.

In the first panel, JP Morgan Chase, BlackRock, and Citadel Securities present on the benefits, costs, and industry applications of AI. The second panel will be devoted to fraud detection, authentication, and cybersecurity. FINRA, Edward Jones, and the Department of the Treasury experts will disclose what they know.

Three of the panels this year will focus on AI governance and risk management frameworks and will feature Amazon Web Services, Morgan Stanley, and Vanguard Group. The third panel will explore future AI trends discussion with leaders from Charles Schwab, Broadridge, MIT FutureTech, and the Wharton School.

Crypto Regulation and the SEC Roundtable Series

In addition to AI, in the SEC Roundtable series covers topic such as cryptocurrency regulation. On April 11, 2025, “Between a Block and a Hard Place: Tailoring Regulation for Crypto Trading” will be presented by the SEC Crypto Task Force.

Participants in the session include experts like Tyler Gellasch, Richard Johnson, Coinbase and FalconX representatives, among others. What hurdles exist in regulating non-security cryptocurrency alongside discussions on regulatory frameworks for such crypto trading platforms?

The voices coming from finance, tech, academia, and regulatory circles come together for both SEC Roundtable events. Firms such as JP Morgan Chase, BlackRock, and Amazon Web Services are a part of the AI Roundtable.

The SEC Roundtable includes both legacy financial institutions and crypto-native firms. Also participating are Uniswap Labs representatives and NYSE’s Jon Herrick.

The mixture is thus correct because it guarantees a balanced input to important discussions with regulators. Due to the SEC Roundtable format of open dialogue that keeps the focus on practical solutions, dialogue gets to happen and solutions are formed rather than created.

Impact and Significance of SEC Roundtable Discussions

The SEC Roundtable series is important for setting future regulations for new technologies. The events are both open to public participation online or in person.

Potentially regulatory changes, and where there are missing links to current rules, are discussed in these discussions. It also allows for transparency and industry input before any rulemaking starts.

Conclusion

The SEC Roundtable has a purpose to discuss financial innovation within a room with regulators and industry leaders. It is a reflection of the fact that the Commission is preoccupied with striking a balance between innovation and investor protection. The outcomes of these discussions may influence future AI and cryptocurrency regulations.